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Business Continuity Planning - FINRA.org
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Business Continuity Planning - FINRA.org
Category: Electrical Product Agent
FINRA is providing a template as an optional guide to small introducing firms to assist them in fulfilling their need to create and maintain business continuity plans (BCPs) and emergency contact person lists under NASD Rules 3510 and 3520. In 2009 FINRA conducted a voluntary firm survey to ...
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